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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2021-04-19 |
Branch Locations
225 Pictoria Drive Floor 8, Cincinnati, OH 45246 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade, Inc | Blue Ash | OH | 01/2006 | 03/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Inc. | Cincinnati | OH | 07/2019 | 04/2021 |
| Unemployed | Cincinnati | OH | 03/2018 | 07/2019 |
| Delwood | Cincinnati | OH | 04/2021 | Present |
| Raymond James Financial Services, Inc. | Cincinnati | OH | 04/2021 | Present |
| Yellow Cardinal Brokerage Services | Cincinnati | OH | 04/2021 | Present |
| First Financial Bank | Cincinnati | OH | 04/2021 | Present |
| Raymond James Financial Services Advisors, Inc. | Cincinnati | OH | 04/2021 | Present |
(1) Name of Business: Yellow Cardinal Brokerage Services Address: 225 Pictoria Dr Fl 8, Cincinnati, OH, 45246, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 04/19/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Sales Assistant
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-14 |
| S63 | Uniform Securities Agent State Law Examination | 2004-05-07 |
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