Brian Christopher Snowden

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2006 → 03/2018
  Scottrade, Inc
  Blue Ash, OH
• 07/2019 → 04/2021
  Merrill Lynch, Pierce, Fenner & Smith Inc.
  Cincinnati, OH
• 03/2018 → 07/2019
  Unemployed
  Cincinnati, OH
• 04/2021 → Present
  Delwood
  Cincinnati, OH
• 04/2021 → Present
  Raymond James Financial Services, Inc.
  Cincinnati, OH
• 04/2021 → Present
  Yellow Cardinal Brokerage Services
  Cincinnati, OH
• 04/2021 → Present
  First Financial Bank
  Cincinnati, OH
• 04/2021 → Present
  Raymond James Financial Services Advisors, Inc.
  Cincinnati, OH

Previous Registrations

• 2019-08-30 → 2021-04-20
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Cincinnati, OH
• 2017-02-14 → 2018-03-09
  Scottrade Investment Management
  Saint Louis, MO

Other Businesses

(1) Name of Business: Yellow Cardinal Brokerage Services Address: 225 Pictoria Dr Fl 8, Cincinnati, OH, 45246, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 04/19/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Sales Assistant

Exams

• S66 Uniform Combined State Law Examination
  2017-02-14
• S63 Uniform Securities Agent State Law Examination
  2004-05-07

Other Names

• Brian Christopher Snowden
• Brian Snowden