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Thomas Richard Sonnentag

Raymond James & Associates, Inc.

St. Petersburg, FL

Appleton, WI

Raymond James Financial Services Advisors, Inc

Appleton, WI

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2018-04-26
  • WI RA
    APPROVED
    Since 2018-04-26

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES

Appleton, WI • United States

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2018-04-26
  • WI RA
    APPROVED
    Since 2018-04-26

Branch Locations

Appleton, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sii Investments, Inc. Appleton WI 01/2001 04/2018
Raymond James & Associates Appleton WI 04/2018 Present
Raymond James Financial Services, Inc. Appleton WI 04/2018 Present
Raymond James Financial Services Advisors, Inc Appleton WI 04/2018 Present
  • 01/2001 → 04/2018
    Sii Investments, Inc.
    Appleton, WI
  • 04/2018 → Present
    Raymond James & Associates
    Appleton, WI
  • 04/2018 → Present
    Raymond James Financial Services, Inc.
    Appleton, WI
  • 04/2018 → Present
    Raymond James Financial Services Advisors, Inc
    Appleton, WI
Previous Registrations
  • 2005-01-24 → 2018-04-24
    Sii Investments, Inc.
    Appleton, WI
    Appleton, WI
    Appleton, WI
    Cherry Hill, NJ
    Appleton, WI
  • 2005-09-09 → 2018-04-24
    Investment Centers Of America, Inc.
    Appleton, WI
    Appleton, WI
    Appleton, WI
Other Businesses

1) COBHAM GROUP, INC. - LIMITED PARTNER IN A FAMILY LIMITED PARTNERSHIP THAT TRADES AND HAS HOLDINGS IN PUBLICLY TRADED COMPANIES; PASSIVE ROLE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-01-21
  • S66 Uniform Combined State Law Examination
    2005-01-21

View on SEC IAPD

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SAINT PETERSBURG, FL
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