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Nicholas Joseph Reiland

Vantage Point Financial, LLC

Lisle, IL

CRD 4340772

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Employer firm

Vantage Point Financial, LLC CRD 305016

$485M regulatory AUM 5 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vantage Point Financial, Llc

2443 Warrenville Road Suite 630, Lisle, IL 60532 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2021-08-16
IA RA APPROVED 2020-05-28
TX RA APPROVED_RES 2020-01-22
IL RA APPROVED 2019-12-18
  • MO RA
    APPROVED
    Since 2021-08-16
  • IA RA
    APPROVED
    Since 2020-05-28
  • TX RA
    APPROVED_RES
    Since 2020-01-22
  • IL RA
    APPROVED
    Since 2019-12-18

Branch Locations

2443 Warrenville Road Suite 630, Lisle, IL 60532 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sigma Financial Corporation Lisle IL 01/2011 12/2019
Spc Lisle IL 01/2011 01/2020
Vantage Point Financial Llc Lisle IL 12/2019 Present
  • 01/2011 → 12/2019
    Sigma Financial Corporation
    Lisle, IL
  • 01/2011 → 01/2020
    Lisle, IL
  • 12/2019 → Present
    Lisle, IL
Previous Registrations
  • 2011-01-04 → 2020-01-20
    Lisle, IL
    Ann Arbor, MI
  • 2009-10-05 → 2011-01-11
    Chicago, IL
    Naperville, IL
    Downers Grove, IL
  • 2003-07-08 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Naperville, IL
    Naperville, IL
Other Businesses

1. Nicholas Reiland may offer life and health insurance products for customary commissions through Vantage Point Insurance, LLC. Appx 20% of his time during trading hours. 2. VANTAGE POINT MANAGEMENT LLC; INVESTMENT RELATED; 2443 WARRENVILLE RD, SUITE 630, LISLE, IL 60532; NATURE OF BUSINESS: MANAGEMENT OF VANTAGE POINT FINANCIAL & VANTAGE POINT INSURANCE; MANAGER; START DATE: 03/19/24; 0 HOURS DURING SECURITIES TRADING HOURS; DUTIES: RESPONSIBLE FOR RUNNING EACH ORGANIZATION, INCLUDING OVERSIGHT OF OPERATIONS, COMPLIANCE, PERSONNEL, FINANCIAL OVERSIGHT, AND STRATEGIC PLANNING, AS APPROPRIATE TO THE SCOPE OF EACH ENTITY. 3. VANTAGE POINT ENTERPRISES LLC; INVESTMENT RELATED; 2443 WARRENVILLE RD, SUITE 630, LISLE, IL 60532; NATURE OF BUSINESS: HOLDING COMPANY FOR VANTAGE POINT MANAGEMENT, VANTAGE POINT FINANCIAL & VANTAGE POINT INSURANCE; MANAGER; START DATE: 03/19/24; 0 HOURS DURING SECURITIES TRADING HOURS; DUTIES: RESPONSIBLE FOR RUNNING EACH ORGANIZATION, INCLUDING OVERSIGHT OF OPERATIONS, COMPLIANCE, PERSONNEL, FINANCIAL OVERSIGHT, AND STRATEGIC PLANNING, AS APPROPRIATE TO THE SCOPE OF EACH ENTITY. 4. ELEVATE YOUR RETIREMENT (BOOK); INVESTMENT RELATED; CO AUTHOR; PUBLISHED 01/2025; 0 HOURS DURING SECURITIES TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-10-05
S63 Uniform Securities Agent State Law Examination 2001-03-09
  • S65 Uniform Investment Adviser Law Examination
    2001-10-05
  • S63 Uniform Securities Agent State Law Examination
    2001-03-09
Designations
  • Certified Financial Planner
  • Chartered Financial Consultant

View on SEC IAPD

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