Jason Duffaut

Current Employers

Employment History

• 09/2010 → 09/2016
  Usaa Financial Advisors, Inc.
  San Antonio, TX
• 09/2010 → 09/2016
  Usaa Financial Planning Services
  San Antonio, TX
• 09/2016 → 01/2023
  Lpl Financial, Llc
  San Antonio, TX
• 01/2023 → Present
  Kestra Advisory Services, Llc
  Austin, TX
• 05/2020 → 01/2023
  Heritage Family Office
  Phoenix, AZ

Previous Registrations

• 2020-06-01 → 2023-01-06
  Heritage Wealth Management, Llc
  San Antonio, TX
  Phoenix, AZ
• 2016-09-15 → 2020-06-01
  Lpl Financial Llc
  San Antonio, TX
  San Antonio, TX
  San Marcos, TX
  Marble Falls, TX
  Schertz, TX
  San Antonio, TX
• 2010-10-05 → 2016-09-22
  Usaa Financial Planning Services
  San Antonio, TX
  San Antonio, TX
• 2006-09-07 → 2010-09-07
  Kestra Investment Services, Llc
  Austin, TX
• 2003-10-09 → 2006-08-22
  Equitable Advisors, Llc
  New Orleans, LA
  New Orleans, LA

Other Businesses

Name: MISSION FINANCIAL PLANNERS POSITION: Producer NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 5 SECURITIES TRADING HOURS: 3 START DATE: 01/03/2023 ADDRESS: 601 NW Loop 410, Suite 102, San Antonio TX 78216 DESCRIPTION: Sales and Administration Name: MISSION INSURANCE PLANNERS POSITION: Agent NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 5 SECURITIES TRADING HOURS: 3 START DATE: 01/03/2023 ADDRESS: 601 NW Loop 410, Suite 102, San Antonio TX 78216 DESCRIPTION: Getting Insurance quotes Taking insurance applications and submitting them to our BGA. Talking with prospects and clients about their insurance Name: BROADWAY INSURANCE AGENCY, LLC POSITION: Owner NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/03/2023 ADDRESS: 3419 Shawnee Way, San Antonio TX 78261 DESCRIPTION: Provide quotes interview prospects and clients for insurance needs take insurance applications submit applications to BGA Name: KESTRA ADVISORY SERVICES POSITION: Financial Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 01/02/2023 ADDRESS: 601 NW Loop 410, Suite 210, San Antonio TX 78216, United States DESCRIPTION: Provided managed money options to prospects and clients Name: MISSION PROACTIVE TAX PLANNING, LLC POSITION: Business Development NATURE: provide forward planning around tax reduction strategies in coordination with Tax Attorney INVESTMENT RELATED: No # OF HOURS: 10 SECURITIES TRADING HOURS: 4 START DATE: 08/01/2026 ADDRESS: 2 Cityplace Drive, STE 200, Saint Louis MO 63141, United States DESCRIPTION: Interview prospects to data gather information to provide to tax attorney and staff to create tax planning proposal. Conduct tax planning proposal meeting with Tax Attorney or Staff to present tax planning proposal.

Exams

• S63 Uniform Securities Agent State Law Examination
  2023-03-04
• S66 Uniform Combined State Law Examination
  2001-11-01

Designations

Other Names

• Jason Paul Duffaut