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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-08-01 |
Branch Locations
17505 N 79Th Ave Ste 402, Glendale, AZ 85308 • United States
Phoenix, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wedbush Securities | Los Angeles | CA | 09/2010 | 11/2016 |
| Ameriprise Financial Services, Inc. | Glendale | AZ | 11/2016 | 03/2020 |
| Ameriprise Financial Services, Llc | Glendale | AZ | 03/2020 | Present |
Business Ownership; twentysix enterprises; ; llc for payroll for my Ameriprise check; 2331 west shinnecock courtanthem,az.85086, ,; Not Investment-Related; 02/09/2016; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-01-24 |
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