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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-06-12
  • MI RA
    APPROVED
    Since 2025-06-12

Branch Locations

880 Carillon Pkwy, Saint Petersburg, FL 33716 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 03/2009 12/2016
Cambridge Investment Research Advisors, Inc Fairfield IA 03/2009 12/2016
Regulus Advisors, Llc Kentwood MI 12/2016 03/2017
Regal Investment Advisors, Llc Kentwood MI 12/2016 03/2017
Cuna Brokerage Services Waverly IA 06/2018 08/2021
Cuna Mutual Group Waverly IA 06/2018 08/2021
Temporarily Disabled Portage MI 03/2017 06/2018
Raymond James & Associates, Inc. Kalamazoo MI 08/2021 06/2025
Finra Newyork NY 05/2015 Present
Raymond James Financial Services Portage MI 01/2024 Present
Raymond James Financial Services Advisors, Inc Portage MI 06/2025 Present
Previous Registrations
Other Businesses

((1)Name of Business: Address: Rua Nueva de arriba 54, Beluso, Bueu, Pontevedra, 36937, Spain Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 05/01/2026 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: We inherited/own a home in Spain which we plan to rent out on booking.com. (2)Name of Business: Kalamazoo Board of Public Works Address: 5124 Midfield Dr, Portage, MI, 49002, United States Activity Type: Political Office/Activity Position/Title: Investment Related: No Start Date: 02/13/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-02-14
S63 Uniform Securities Agent State Law Examination 2001-02-12
  • S66 Uniform Combined State Law Examination
    2003-02-14
  • S63 Uniform Securities Agent State Law Examination
    2001-02-12
Other Names
  • Paige Ada Smith
  • Paige Ada Ratcliff
  • Paige Ada Surguine

View on SEC IAPD

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