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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2018-08-10
TX RA APPROVED_RES 2013-01-09
CO RA APPROVED 2002-09-23
  • MD RA
    APPROVED
    Since 2018-08-10
  • TX RA
    APPROVED_RES
    Since 2013-01-09
  • CO RA
    APPROVED
    Since 2002-09-23

Branch Locations

6430 S Fiddlers Green Circle Suite 410, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Greenwood Village CO 01/2001 Present
Other Businesses

1. 06/06/02: CPA / PROFESSIONAL SERVICES RELATED TO BUSINESS CONSULTING AND CPA SERVICES. 2. 05/07/04: INVOLVED W/ OUTSIDE SALES OF NON-VARIABLE INSURANCE. 3. 05/04/09: DBA / TILLMAN FINANCIAL SERVICES, INC

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-09-20
  • S66 Uniform Combined State Law Examination
    2002-09-20

View on SEC IAPD

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