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Steven Alexander Sarkissian

Hilltop Securities Inc.

Plano, TX

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Current Employers
Hilltop Securities Inc.

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2017-10-31
TX RA APPROVED 2009-05-08
  • OK RA
    APPROVED
    Since 2017-10-31
  • TX RA
    APPROVED
    Since 2009-05-08

Branch Locations

5601 Granite Parkway Suite 305, Plano, TX 75024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hilltop Securities Inc. Plano TX 05/2009 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-10-05
S63 Uniform Securities Agent State Law Examination 1999-10-04
  • S65 Uniform Investment Adviser Law Examination
    1999-10-05
  • S63 Uniform Securities Agent State Law Examination
    1999-10-04
Other Names
  • Steven A Sarkissian

View on SEC IAPD

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