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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-06-26 |
Branch Locations
333 City Boulevard West 3Rd & 17Th Floors Office #1757, 1758, Orange, CA 92868 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Los Angeles | CA | 08/2011 | 03/2025 |
| Pruco Securities, Llc. | Los Angeles | CA | 08/2011 | 11/2024 |
| Lpl Enterprise, Llc | Sherman Oaks | CA | 11/2024 | 03/2025 |
| Guardian Life Insurance Company | Hudson Yards | NY | 06/2026 | 07/2026 |
| Park Avenue Securities | Hudson Yards | NY | 06/2026 | 07/2026 |
| Unemployed | Fullerton | CA | 03/2025 | 06/2026 |
| Guardian Life Insurance Company | Orange | CA | 07/2026 | Present |
| Park Avenue Securities | Orange | CA | 07/2026 | Present |
Insurance Other than Guardian 07/01/2026 2941 Lakeview Way Fullerton, CA 92835 5 total hours per month 5 during securities trading hours Investment related less than 10% annual compensation
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-03-22 |
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