Alicia Margarita Rivera

Current Employers

Employment History

• 06/2014 → 04/2023
  Ameriprise Financial Services, Inc.
  Austin, TX
• 04/2023 → Present
  Kestra Investment Services, Llc
  Austin, TX
• 04/2023 → Present
  Kestra Advisory Services, Llc
  Austin, TX

Previous Registrations

• 2014-06-30 → 2023-03-03
  Ameriprise Financial Services, Llc
  Austin, TX
• 2013-08-05 → 2014-07-01
  Lpl Financial Llc
  Austin, TX
  San Diego, CA
  Austin, TX
• 2012-06-22 → 2013-08-14
  Ameriprise Financial Services, Llc
  Austin, TX

Other Businesses

TRUSTEE FOR VERTICAL CHAPEL POSITION: Trustee NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 12/08/2024 ADDRESS: Vertical Chapel, 400 Old Post Rd, Kyle TX 78640, United States DESCRIPTION: A Trustee holds a vital position in managing the financial and operational aspects of Vertical Chapel, and supporting the church's Vision and Mission through responsible stewardship. As a Servant Leader, a Trustee's responsibilities include: 1. Legal and Financial Oversight:Trustees manage the church's financial resources, including budgeting, overseeing investments, and ensuring compliance with legal and tax regulations. 2. Property Management:Trustees oversee financial aspects related to the church's properties, including purchases, renovations, and general property expenses. 3. Policy Development:Trustees help develop and implement policies related to finances, property management, and other administrative areas. 4. Stewardship:Trustees act as stewards, ensuring funds and property are managed effectively and ethically to support the church's mission and ministry. 5. Legal Representation:Trustees may serve as the church's legal representatives in certain matters, such as signing contracts or agreements on behalf of Vertical Chapel. 6. Accountability:Trustees are accountable to the Lead Pastors and Elders, making decisions that align with Vertical Chapel's financial and property objectives. Name: FINANCE COMMITTEE MEMBER OF JAMES BOWIE HIGH SCHOOL BAND BOOSTER CLUB POSITION: Finance Committee Member NATURE: Counting and collecting payments received for the organization. INVESTMENT RELATED: No # OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 08/02/2025 ADDRESS: James Bowie High School Band Booster Club, 4103 W. Slaughter Lane, Austin TX 78749, United States DESCRIPTION: As a Finance Committee member, I will only collect cash, checks, or verify electronic payments at special events from parents whose students perform with the James Bowie High School Band. I will report the totals and deliver funds to the Booster Club Treasurer, who manages the bank deposits and withdrawals per the direction of the JBHS Band Booster Club Board of Trustees.

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-05-16
• S63 Uniform Securities Agent State Law Examination
  2002-11-04

Other Names

• Alicia Margarita Falcon
• Alicia Margarita Falcon