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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2022-02-09 |
| TX | RA | APPROVED | 2022-02-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hornor Townsend & Kent Inc | Wichita | KS | 01/2001 | 02/2022 |
| Penn Mutual Life Ins Co | Wichita | KS | 01/2001 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 02/2022 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 02/2022 | Present |
1) SCHRECK FINANCIAL GROUP / 5940 E CENTRAL, WICHITA KS 67208 / 03/01/2001 / INV REL/ INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES / 160 HR/MO - 160 HRO/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-19 |
| S63 | Uniform Securities Agent State Law Examination | 2001-02-28 |
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