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6300 E. El Dorado Plaza A200, Tucson, AZ 85715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-09-06 |
| AZ | RA | APPROVED | 2019-11-05 |
Branch Locations
6300 E. El Dorado Plaza A200, Tucson, AZ 85715 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) | Tucson | AZ | 09/2001 | 09/2019 |
| Shepherd Wealth Group, Inc. | Tucson | AZ | 10/2011 | 09/2019 |
| Shepherd Wealth & Retirement, Llc | Tucson | AZ | 09/2019 | Present |
6/26/07 - NON-VARIABLE INSURANCE/ RETIREMENT FINANCIAL SERVICES, INC./ 1% OF TIME.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-01-31 |
| S63 | Uniform Securities Agent State Law Examination | 2001-10-30 |
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