David Wayne Shepherd

Employer firm

Shepherd Wealth & Retirement LLC CRD 305645

$96.9M regulatory AUM 1 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2001 → 09/2019
  Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
  Tucson, AZ
• 10/2011 → 09/2019
  Shepherd Wealth Group, Inc.
  Tucson, AZ
• 09/2019 → Present
  Shepherd Wealth & Retirement, Llc
  Tucson, AZ

Previous Registrations

• 2007-07-12 → 2020-03-26
  Shepherd Wealth & Retirement
  Tucson, AZ
• 2009-04-30 → 2019-09-26
  Lpl Financial Llc
  Tucson, AZ
  Tucson, AZ

Other Businesses

6/26/07 - NON-VARIABLE INSURANCE/ RETIREMENT FINANCIAL SERVICES, INC./ 1% OF TIME.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-01-31
• S63 Uniform Securities Agent State Law Examination
  2001-10-30

Designations

• Certified Financial Planner