Lance E Cabra

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2008 → 05/2024
  Jpmorgan Chase Bank
  Greenwell Springs, LA
• 10/2012 → 05/2024
  J.P. Morgan Securities Llc
  Baton Rouge, LA
• 05/2024 → Present
  Lpl Financial Llc
  Baton Rouge, LA

Previous Registrations

• 2012-10-01 → 2024-05-22
  J.P. Morgan Securities Llc
  Baton Rouge, LA
  Greenwell Springs, LA
  Baton Rouge, LA
  Baton Rouge, LA
  Baton Rouge, LA
  Baton Rouge, LA
  Baton Rouge, LA
  Baton Rouge, LA
  Baton Rouge, LA
  Baton Rouge, LA
  Greenwell Springs, LA
  Baton Rouge, LA
  Baton Rouge, LA
  Baton Rouge, LA
  Greenwell Springs, LA
  Baton Rouge, LA
  Baton Rouge, LA
• 2009-05-27 → 2012-10-01
  Chase Investment Services Corp.
  Greenwell Springs, LA
  Baton Rouge, LA
  Baton Rouge, LA
• 2007-01-16 → 2008-04-08
  Edward Jones
  Baton Rouge, LA

Other Businesses

1)04/10/2024 - Cabra Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 05/2024 - 160 Hr/Mth

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-05-21
• S63 Uniform Securities Agent State Law Examination
  2002-08-17

Other Names

• Lance Edwin Cabra