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Current Employers
Usaa Investment Services Company

9800 Fredericksburg Road, San Antonio, TX 78288-0227 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-01-08
  • TX RA
    APPROVED
    Since 2018-01-08

Branch Locations

One Norterra Drive, Phoenix, AZ 85085 • United States

7300 Parkwood Blvd. Building A, 3Rd Floor, Plano, TX 75024 • United States

Lantana, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usaa Financial Advisors Inc Addison TX 04/2011 06/2020
Usaa Financial Planning Services Addison TX 04/2011 12/2020
Self-Employed Flower Mound TX 11/2016 11/2017
Usaa Investment Services Company Plano TX 01/2018 Present
Usaa Life Insurance Company Plano TX 12/2020 Present
  • 04/2011 → 06/2020
    Usaa Financial Advisors Inc
    Addison, TX
  • 04/2011 → 12/2020
    Usaa Financial Planning Services
    Addison, TX
  • 11/2016 → 11/2017
    Self-Employed
    Flower Mound, TX
  • 01/2018 → Present
    Plano, TX
  • 12/2020 → Present
    Usaa Life Insurance Company
    Plano, TX
Previous Registrations
  • 2011-06-29 → 2018-01-08
    Usaa Financial Planning Services
    Addison, TX
    Addison, TX
    Flower Mound, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-06-23
S63 Uniform Securities Agent State Law Examination 2001-04-17
  • S65 Uniform Investment Adviser Law Examination
    2011-06-23
  • S63 Uniform Securities Agent State Law Examination
    2001-04-17

View on SEC IAPD

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