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2919 Allen Pkwy, Houston, TX 77019 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-06-19 |
Branch Locations
1150 9Th Street Suite 1212, Modesto, CA 95354 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of The West | Escalon | CA | 02/2011 | 02/2020 |
| Bancwest Investment Services | Escalon | CA | 02/2011 | 02/2020 |
| Unemployed | Manteca | CA | 02/2020 | 09/2022 |
| Valic Financial Advisors, Inc. | Modesto | CA | 09/2022 | Present |
| Agia | Houston | TX | 06/2023 | Present |
AGIA POSITION: AGENT NATURE: NON-SECURITY INSURANCE PRODUCTS INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 06/19/2023 ADDRESS: 2929 ALLEN PARKWAY, HOUSTON TX 77019, United States DESCRIPTION: Appointed as agent to sell non-security insurance products for AGIA CC TRADING COMPANY POSITION: owner NATURE: My children buy and sell sports trading cards. This is my first time opening an LLC and was confused on the process of reporting. I let my DSM know and reported this asap. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 05/29/2024 ADDRESS: 1307 Santona St, Manteca CA 95337, United States DESCRIPTION: My kids are under age so I help them with the buying and selling sports cards. We haven't actually sold anything or opened any business accounts as of today, but hope to get the ok to continue to grow our business. Business has nothing to do with investing or financial advise.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-05-11 |
| S63 | Uniform Securities Agent State Law Examination | 2003-10-17 |
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