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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-08-28 |
| CA | RA | APPROVED | 2006-02-23 |
Branch Locations
1900 S Norfolk St Ste 350, San Mateo, CA 94403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | San Mateo | CA | 02/2006 | Present |
(1) 05/30/2013: New Stage Investment Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - 100% Time Spent. (2) 2/13/2017: No Business Name - Not Investment Related - At Reported Business Location(s) - Outside/W-2 Employment - Associate with Legal Shield - Start 02/17/2017 - 1 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-04-17 |
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