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One Federal Street 19Th Floor, Boston, MA 02110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-12-04 |
Branch Locations
1800 Diagonal Road Suite 440, Alexandria, VA 22314 • United States
1020 Red Banks Road Suite 202, Greenville, NC 27858 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Citizens Investor Services, Inc. | New Bern | NC | 06/2004 | 12/2023 |
| Moors & Cabot Inc | Alexandria | VA | 12/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-08-25 |
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