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Winfield Keys Mayne

Moors & Cabot, Inc.

Alexandria, VA

Greenville, NC

CRD 4334505

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Employer firm

Moors & Cabot, Inc. CRD 594

$3.44B regulatory AUM 10 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Moors & Cabot, Inc.

One Federal Street 19Th Floor, Boston, MA 02110 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-12-04
  • NC RA
    APPROVED
    Since 2023-12-04

Branch Locations

1800 Diagonal Road Suite 440, Alexandria, VA 22314 • United States

1020 Red Banks Road Suite 202, Greenville, NC 27858 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Citizens Investor Services, Inc. New Bern NC 06/2004 12/2023
Moors & Cabot Inc Alexandria VA 12/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-08-25
  • S66 Uniform Combined State Law Examination
    2004-08-25
Other Names
  • Wink Mayne

View on SEC IAPD

Nearby Firms

AMERIPRISE FINANCIAL SERVICES, LLC
INTEGRATED WEALTH CONCEPTS LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Nearby Investors

Cristina Gabalda
MARIO GABALDA
JOHN. W EXNER

Nearby Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Alexandria, VA
INTEGRATED WEALTH CONCEPTS LLC · Alexandria, VA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Alexandria, VA

More in Alexandria, VA

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