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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2009-10-06
  • IN RA
    APPROVED
    Since 2009-10-06

Branch Locations

711 Main Street, Jasper, IN 47546 • United States

101 N. 3Rd Street, Vincennes, IN 47591 • United States

1508 12Th St, Tell City, IN 47586 • United States

305 E. Main Street, Petersburg, IN 47567 • United States

100 Charles St, Loogootee, IN 47553 • United States

560 S State Rd 57, Washington, IN 47501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
German American Bank Jasper IN 08/1995 Present
Lpl Financial, Llc Jasper IN 10/2009 Present
  • 08/1995 → Present
    German American Bank
    Jasper, IN
  • 10/2009 → Present
    Jasper, IN
Previous Registrations
  • 2002-05-09 → 2009-10-07
    Cetera Investment Services Llc
    Bloomington, IN
    Jasper, IN
    Jasper, IN
Other Businesses

1. 8/27/2015: GERMAN AMERICAN INVESTMENT SERVICES, INC. - NOT INVESTMENT RELATED - Start 08/20/2015 - 711 Main St, Jasper, IN 47546 - NON-VARIABLE INSURANCE - STARTED 08/20/2015 - 4 HOURS PER MONTH DURING SECURITIES TRADING - LIFE, HEALTH, DISABILITY, LTC. 2. 06/24/2016: German American Investment Services Group - DBA for LPL Business (entity for LPL business) - German American Investment Services Group - INV REL - Start 06/21/2016 - 711 Main St Jasper, IN 47546 - Securities offered through LPL, our broker/dealer and RIA - 160 Hr/Mo; 160 Hours During Securities Trading. 3. 7/17/2018 - No Business Name - Not Investment Related - 1110 S Main St, Huntingburg, IN 47542 - Other-Sports Coach - Start Date: 10/01/2017 - 30 Hours Per Month/0 Hours During Securities Trading - Coach high school baseball.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-05-03
S63 Uniform Securities Agent State Law Examination 2001-01-30
  • S66 Uniform Combined State Law Examination
    2002-05-03
  • S63 Uniform Securities Agent State Law Examination
    2001-01-30
Other Names
  • Frederick Gene Mattingly

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