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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-12-07 |
Branch Locations
201 Main Street Suite 1500, Fort Worth, TX 76102 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services, Inc. | Dallas | TX | 07/1999 | 12/2017 |
| Morgan Stanley | Southlake | TX | 12/2017 | 10/2022 |
| Morgan Stanley Smith Barney | Fort Worth | TX | 10/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-09-26 |
| S63 | Uniform Securities Agent State Law Examination | 1999-11-04 |
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