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Daniel J Rossetti

Morgan Stanley

Plano, TX

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-12
  • TX RA
    APPROVED
    Since 2024-01-12

Branch Locations

7500 Dallas Parkway Suite 500, Plano, TX 75024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dallas TX 02/2016 01/2024
Bank Of America, N.A. Dallas TX 04/2016 01/2024
Morgan Stanley Smith Barney Llc Plano TX 01/2024 Present
Morgan Stanley Private Bank, N.A New York NY 03/2024 Present
  • 02/2016 → 01/2024
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Dallas, TX
  • 04/2016 → 01/2024
    Bank Of America, N.A.
    Dallas, TX
  • 01/2024 → Present
    Morgan Stanley Smith Barney Llc
    Plano, TX
  • 03/2024 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-01-09
  • S66 Uniform Combined State Law Examination
    2002-01-09
Other Names
  • Dan Rossetti

View on SEC IAPD

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VANGUARD ADVISERS, INC. · Plano, TX
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