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4101 Lake St. Louis Blvd, Lake St. Louis, MO 63367 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-07-05 |
| AR | RA | APPROVED | 2019-07-01 |
Branch Locations
1501 N University Suite 568, Little Rock, AR 72207 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stephens Inc | Little Rock | AR | 03/2010 | 06/2017 |
| Unemployed | Little Rock | AR | 06/2017 | 02/2018 |
| Global Ir Group | Rockwall | TX | 02/2018 | 09/2024 |
| First Heartland Capital Inc | Lake St. Louis | MO | 05/2019 | Present |
Ocutrx Vision Technologies LLC. Investor. Investment related. Rep purchased LLC units in 2020 and units converted to shares. Start 12/1/20. First Heartland Consultants. Investment related. Investment advisory services. Start 7/1/19.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-06-15 |
| S63 | Uniform Securities Agent State Law Examination | 2008-01-21 |
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