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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-06-14
IL RA APPROVED 2001-05-24
  • TX RA
    APPROVED_RES
    Since 2021-06-14
  • IL RA
    APPROVED
    Since 2001-05-24

Branch Locations

Oakbrook Terrace Tower One Tower Lane - Suite 640, Oakbrook Terrac, IL 60181 • United States

1 Tower Lane-Ste 1700 Oakbrook Terrace Tower, Oakbrook Terrace, IL 60181 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Oakbrook Terrac IL 06/2006 Present
Other Businesses

1. The W. Family Living Trust DTD October 26, 2020, R. R. W. TTEELiving Trust, TylerTX United States-75703, Execute/Distribute the Trust Property to Beneficiaries as Successor Trustee after Death, start date-3/11/2024

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-03-22
  • S66 Uniform Combined State Law Examination
    2001-03-22
Other Names
  • Jeff Becker

View on SEC IAPD

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