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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-07-22 |
| CA | RA | APPROVED | 2013-10-02 |
Branch Locations
1170 Concord Ave Ste 160, Concord, CA 94520 • United States
1600 Palos Verdes Mall, Walnut Creek, CA 94596 • United States
801 San Pablo Ave, Albany, CA 94706 • United States
1350 North Main Street, Walnut Creek, CA 94596 • United States
3350 California Blvd - Suite C, Napa, CA 94558 • United States
1350 N. Main Street, Walnut Creek, CA 94596 • United States
9333 Genessee Ave, Suite 160, San Diego, CA 92121 • United States
1111 Civic Drive, Walnut Creek, CA 94596 • United States
131 S Rodeo Dr Ste 208, Beverly Hills, CA 90212 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mechanics Bank | Walnut Creek | CA | 10/2013 | Present |
| Lpl Financial Llc | Walnut Creek | CA | 10/2013 | Present |
1. 10/2/2013: Mechanics Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-12-04 |
| S66 | Uniform Combined State Law Examination | 2001-04-04 |
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