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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-08-16 |
| NM | RA | APPROVED | 2021-06-21 |
Branch Locations
4263 Montgomery Blvd Ne Ste 100, Albuquerque, NM 87109 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allstate Financial Services Llc | Albuquerque | NM | 05/2007 | 02/2021 |
| Lpl Financial Llc | Albuquerque | NM | 02/2021 | Present |
1. 12/5/2022 - Michael R Rose Financial Services Inc. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 12/01/2022 - 8 Hours Per Month/2 Hours During Securities Trading 2. 10/03/2024 - Michael R Rose Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 07/15/2024 - 160 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-06-18 |
| S63 | Uniform Securities Agent State Law Examination | 2001-07-19 |
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