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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-08-10
TX RA APPROVED 2023-08-10
  • MN RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED
    Since 2023-08-10

Branch Locations

10261 Yellow Circle Dr, Minnetonka, MN 55330 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
North Star Consultants Inc. Minneapolis MN 08/1998 Present
Minnesota Life St. Paul MN 07/1999 08/2023
Securian Financial Services, Inc. St. Paul MN 07/1999 08/2023
C.R.I. Securities, Inc. St. Paul MN 07/1999 10/2021
Cetera Wealth Services, Llc Minnetonka MN 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 08/1998 → Present
    North Star Consultants Inc.
    Minneapolis, MN
  • 07/1999 → 08/2023
    Minnesota Life
    St. Paul, MN
  • 07/1999 → 08/2023
    Securian Financial Services, Inc.
    St. Paul, MN
  • 07/1999 → 10/2021
    C.R.I. Securities, Inc.
    St. Paul, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Minnetonka, MN
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2007-07-11 → 2023-08-10
    Securian Financial Services, Inc.
    Minneapolis, MN
    Minneapolis, MN
    Minnetonka, MN
    St. Paul, MN
  • 2007-07-11 → 2021-10-19
    Cri Securities, Llc
    Minneapolis, MN
    Minneapolis, MN
    Minnetonka, MN
Other Businesses

1) BOB ALLISON ATAXIN RESEARCH POSITION: Officer NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2017 ADDRESS: , Minneapolis MN , United States DESCRIPTION: Officer 2) FORTUNE FINANCIAL LLC POSITION: Agent/Broker NATURE: DBA INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2017 ADDRESS: , Minnetonka MN , United States DESCRIPTION: Agent/Broker 3) NORTH STAR CONSULTANTS & NORTH STAR BROKERAGE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/01/2011 ADDRESS: , Minnetonka MN , United States DESCRIPTION: Agent/Broker 4) NAME OF OTHER BUSINESS: RHA ADVISORY SERVICES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 08/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-11-02
  • S63 Uniform Securities Agent State Law Examination
    1999-11-02
Designations

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