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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2004-10-20
  • TX RA
    APPROVED
    Since 2004-10-20

Branch Locations

11675 Jollyville Rd Ste 200, Austin, TX 78759-3939 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Austin TX 10/2004 03/2020
Ameriprise Financial Service, Llc Austin TX 11/2004 Present
  • 10/2004 → 03/2020
    Ameriprise Financial Services, Inc.
    Austin, TX
  • 11/2004 → Present
    Ameriprise Financial Service, Llc
    Austin, TX
Previous Registrations
  • 2003-04-21 → 2004-10-19
    Lockwood Financial Services, Inc.
    Austin, TX
  • 2002-01-29 → 2003-05-09
    Austin, TX
Other Businesses

Board of Directors; National Society Daughters of the American Revolution; Kate Duncan Smith School Chair Endowment Committee; 1776 D Street NW, , Washington DC, VA, 20006; Not Investment-Related; 07/23/2015; 1 to 9 hours per month; 0 during trading hours / Capital Area Council; Advisor Board Member; 12500 N Interstate 35, , Austin, TX, 78753; Not Investment-Related; 07/01/2024; 1 to 9 hours per month; 0 during trading hours / Thunderbird District Scouting America; Thunderbird District Committee; 12500 N Interstate Hwy 35, , Austin, TX, 78753; Not Investment-Related; 07/01/2024; 1 to 9 hours per month; 0 during trading hours / Texas Society Daughters of the American Revolution; State Chairman; 1776 D Street, NW, , Washington DC, VA, 20006; Not Investment-Related; 12/07/2001; 1 to 9 hours per month; 0 during trading hours / Scouting America Troop 19; Assistant Scoutmaster; 12500 N Interstate 35, , Austin, TX, 78753; Not Investment-Related; 02/01/2019; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-08-03
  • S66 Uniform Combined State Law Examination
    2001-08-03
Other Names
  • Lethe Cassandra Crum

View on SEC IAPD

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