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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-03-11
TN RA APPROVED 2004-04-15
  • TX RA
    APPROVED_RES
    Since 2011-03-11
  • TN RA
    APPROVED
    Since 2004-04-15

Branch Locations

500 State St, Bristol, TN 37620 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bristol TN 12/2000 Present
Bank Of America, N.A. Bristol TN 12/2009 Present
Other Businesses

MG ENTERPRISES, WHICH CONSISTS OF TWO PIECES OF COMMERCIAL REAL ESTATE. ONE BUILDING HAS A COMBINED COMMERCIAL AND RESIDENTIAL USE; THE OTHER BUILDING COMMERCIAL SPACE ONLY. THE PHYSICAL ADDRESSES OF THE TWO PROPERTIES ARE BRISTOL, VA, WITH THE BUSINESS ADDRESS THE SAME AS THE HOME ADDRESS OF PHILIP D. MCFARLANE, SR. THIS BUSINESS IS NOT INVESTMENT RELATED. THE PROPERTIES ARE HELD AS SEPARATE UNDIVIDED INTERESTS BY PHILIP D. MCFARLANE, SR. AND DAVID E. MCFARLANE (BROTHERS), AND HAVE BEEN OWNED FOR 16 AND 20 YEARS. A RESIDENT MANAGER HANDLES DAILY ACTIVITIES ON THE PROPERTIES. THE OWNERS ARE RESPONSIBLE FOR FINANCIAL MANAGEMENT. TIME PER MONTH IS ABOUT 10 HOURS. TIME DURING SECURITIES TRADING HOURS IS LESS THAN 10 MINUTES PER DAY. IT IS CONTEMPLATED THAT THIS REAL PROPERTY RENTAL BUSINESS WILL BE ORGANIZED AS AN LLC EARLY IN 2001, WITH THE BROTHERS AS THE ONLY MEMBERS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-03-29
  • S66 Uniform Combined State Law Examination
    2001-03-29

View on SEC IAPD

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