Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-12-19 |
| CA | RA | APPROVED | 2009-11-16 |
Branch Locations
1600 W Hillsdale Blvd, Ste 102, San Mateo, CA 94402 • United States
San Mateo, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | San Mateo | CA | 11/2009 | Present |
(1) 10/10/2011: No Business Name - Other-Office Manager - At Reported Business Location(s) - 1% Time Spent (2) 04/23/2012: Baywood Private Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (3) 08/22/2019 - No business name - Investment related - At reported business location(s) - Real Estate Rental - start date:11/20/2018 - 1 hr/mo - 0 hrs during trading. (4) 12/06/2024 - College of San Mateo - Other - Teaching - Instructor - Not Investment Related - 1700 W Hillsdale Blvd San Mateo, CA 94402 - Start Date 09/18/2024 - 12 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-08-13 |
| S65 | Uniform Investment Adviser Law Examination | 1999-08-13 |
Reach out to this advisor