Best Investors
Account
Sign in
Best Investors
Account
Sign in
600 Vine Street Suite 2100, Cincinnati, OH 45202-2466 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-03-20 |
| KY | RA | APPROVED | 2023-02-12 |
| TX | RA | APPROVED | 2023-02-12 |
Branch Locations
4350 Brownsboro Rd Ste 120, Louisville, KY 40207 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regent Investment Management Llc | Louisville | KY | 06/2012 | 12/2022 |
| Bartlett Wealth Management | Louisville | KY | 01/2023 | Present |
1.0 Dreams With Wings, Inc.; Not investment-related; 1579 Bardstown Rd, Louisville KY, 40205; Finance Committee Member; Start date 11/5/2021; 10 hours or less per month; 0 hours during trading hours; Finance Committee Member
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-12-13 |
Reach out to this advisor