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Andrew Courtice Bagnall

Emerson Equity LLC

San Mateo, CA

Seattle, WA

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Current Employers
Emerson Equity Llc

155 Bovet Road, Suite 725, San Mateo, CA 94402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-07-07
  • CA RA
    APPROVED
    Since 2017-07-07

Branch Locations

155 Bovet Road, Suite 725, San Mateo, CA 94402 • US

Seattle, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Andrew C. Bagnall Law Firm Seattle WA 03/1991 Present
First Heartland Capital Inc Lake St Louis MO 07/2015 05/2017
Westpark Capital Inc Woodland Hills CA 05/2017 06/2017
Emerson Equity Llc San Mateo CA 07/2017 Present
  • 03/1991 → Present
    Andrew C. Bagnall Law Firm
    Seattle, WA
  • 07/2015 → 05/2017
    First Heartland Capital Inc
    Lake St Louis, MO
  • 05/2017 → 06/2017
    Woodland Hills, CA
  • 07/2017 → Present
    San Mateo, CA
Previous Registrations
Other Businesses

1. LAW OFFICES OF ANDREW C. BAGNALL - SINCE APRIL 1992 ATTORNEY PRACTICING LAW AT 6308 36TH AVE SW, SEATTLE WA 98126; NOT INVESTMENT RELATED; ESTATE PLANNING, WILLS AND TRUSTS; APPROXIMATELY 1-2 HOURS PER MONTH; APPROXIMATELY 10 MINUTES PER DAY DURING TRADING HOURS; DUTIES - PROVIDE LEGAL AND TAX ADVICE. 2. FIXED INSURANCE SALES AT BRANCH LOCATION, INVESTMENT RELATED, INSURANCE SALES, LIFE, LTC 6/1/2016 - CURRENTLY 0 HOURS PER MONTH DURING SECURITIES; DUTIES: PROVIDE INSURANCE AND SALES. 3. BLB CAPITAL VENTURES - SINCE 2002; AT 6308 36TH AVE SW, SEATTLE WA 98126 - GENERAL PARTNER OF REAL ESTATE HOLDING CO.; NOT INVESTMENT RELATED; NOT AT BRANCH LOCATION; APPROXIMATELY 2-3 HOURS PER MONTH; 0 HOURS DURING TRADING SECURITIES HOURS; DUTIES: INTERACTING WITH ACCOUNTANTS AND TAXES. 4.SEEJAY, LLC - MANAGING MEMBER OF REAL ESTATE HOLDING CO., NOT AT BRANCH LOCATION, NOT INVESTMENT RELATED, 6308 36TH AVE SW SEATTLE WA 98126; APPROXIMATELY 2-3 HOURS PER MONTH DURING SECURITIES TRADING; DUTIES: SUPERVISE ACCOUNTING AND TAXES; SINCE August 1, 2008; 5.TART, LLC; TART OPTICAL ENTERPRISES, LLC; TART OPTICAL ENTERPRISES, INC. - 15303 VENTURA BLVD. SUITE 900, LOS ANGELES, CA 91403. EYEWEAR MANUFACTURING OPERATING COMPANIES AND TRADEMARK HOLDING COMPANIES. I PROVIDE LEGAL, TRADEMARK & TAX ADVICE; APPROXIMATELY 15 HOURS PER MONTH; APPROXIMATELY 10-15 HOURS PER MONTH DURING TRADING HOURS. NOT AT BRANCH LOCATION. START DATE 9/1/2015.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-11-23
S63 Uniform Securities Agent State Law Examination 2001-02-06
  • S66 Uniform Combined State Law Examination
    2002-11-23
  • S63 Uniform Securities Agent State Law Examination
    2001-02-06
Designations
Other Names
  • Andrew C Bagnall

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