Andrew Courtice Bagnall

Employer firm

Emerson Equity LLC CRD 130032

$322M regulatory AUM 100 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars
• MANAGEMENT OF PRIVATE PLACEMENT LIFE INSURANCE / INSURANCE DEDICATED FUNDS (SINGLE INVESTOR PRIVATE FUNDS)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1991 → Present
  Andrew C. Bagnall Law Firm
  Seattle, WA
• 07/2015 → 05/2017
  First Heartland Capital Inc
  Lake St Louis, MO
• 05/2017 → 06/2017
  Westpark Capital Inc
  Woodland Hills, CA
• 07/2017 → Present
  Emerson Equity Llc
  San Mateo, CA

Previous Registrations

• 2017-05-25 → 2017-07-18
  Westpark Capital, Inc.
  Irvine, CA
• 2015-07-06 → 2017-05-15
  First Heartland Consultants, Inc.
  Woodland Hills, CA
• 2007-04-25 → 2015-07-06
  Commonwealth Financial Network
  Encino, CA
  Woodland Hills, CA
  Woodland Hills, CA
• 2003-09-02 → 2007-05-10
  Householder Group, Estate & Retirement Specialists
  Encino, CA

Other Businesses

1. LAW OFFICES OF ANDREW C. BAGNALL - SINCE APRIL 1992 ATTORNEY PRACTICING LAW AT 6308 36TH AVE SW, SEATTLE WA 98126; NOT INVESTMENT RELATED; ESTATE PLANNING, WILLS AND TRUSTS; APPROXIMATELY 1-2 HOURS PER MONTH; APPROXIMATELY 10 MINUTES PER DAY DURING TRADING HOURS; DUTIES - PROVIDE LEGAL AND TAX ADVICE. 2. FIXED INSURANCE SALES AT BRANCH LOCATION, INVESTMENT RELATED, INSURANCE SALES, LIFE, LTC 6/1/2016 - CURRENTLY 0 HOURS PER MONTH DURING SECURITIES; DUTIES: PROVIDE INSURANCE AND SALES. 3. BLB CAPITAL VENTURES - SINCE 2002; AT 6308 36TH AVE SW, SEATTLE WA 98126 - GENERAL PARTNER OF REAL ESTATE HOLDING CO.; NOT INVESTMENT RELATED; NOT AT BRANCH LOCATION; APPROXIMATELY 2-3 HOURS PER MONTH; 0 HOURS DURING TRADING SECURITIES HOURS; DUTIES: INTERACTING WITH ACCOUNTANTS AND TAXES. 4.SEEJAY, LLC - MANAGING MEMBER OF REAL ESTATE HOLDING CO., NOT AT BRANCH LOCATION, NOT INVESTMENT RELATED, 6308 36TH AVE SW SEATTLE WA 98126; APPROXIMATELY 2-3 HOURS PER MONTH DURING SECURITIES TRADING; DUTIES: SUPERVISE ACCOUNTING AND TAXES; SINCE August 1, 2008; 5.TART, LLC; TART OPTICAL ENTERPRISES, LLC; TART OPTICAL ENTERPRISES, INC. - 15303 VENTURA BLVD. SUITE 900, LOS ANGELES, CA 91403. EYEWEAR MANUFACTURING OPERATING COMPANIES AND TRADEMARK HOLDING COMPANIES. I PROVIDE LEGAL, TRADEMARK & TAX ADVICE; APPROXIMATELY 15 HOURS PER MONTH; APPROXIMATELY 10-15 HOURS PER MONTH DURING TRADING HOURS. NOT AT BRANCH LOCATION. START DATE 9/1/2015.

Exams

• S66 Uniform Combined State Law Examination
  2002-11-23
• S63 Uniform Securities Agent State Law Examination
  2001-02-06

Designations

• Certified Financial Planner

Other Names

• Andrew C Bagnall