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155 Bovet Road, Suite 725, San Mateo, CA 94402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-07-07 |
Branch Locations
155 Bovet Road, Suite 725, San Mateo, CA 94402 • US
Seattle, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Andrew C. Bagnall Law Firm | Seattle | WA | 03/1991 | Present |
| First Heartland Capital Inc | Lake St Louis | MO | 07/2015 | 05/2017 |
| Westpark Capital Inc | Woodland Hills | CA | 05/2017 | 06/2017 |
| Emerson Equity Llc | San Mateo | CA | 07/2017 | Present |
1. LAW OFFICES OF ANDREW C. BAGNALL - SINCE APRIL 1992 ATTORNEY PRACTICING LAW AT 6308 36TH AVE SW, SEATTLE WA 98126; NOT INVESTMENT RELATED; ESTATE PLANNING, WILLS AND TRUSTS; APPROXIMATELY 1-2 HOURS PER MONTH; APPROXIMATELY 10 MINUTES PER DAY DURING TRADING HOURS; DUTIES - PROVIDE LEGAL AND TAX ADVICE. 2. FIXED INSURANCE SALES AT BRANCH LOCATION, INVESTMENT RELATED, INSURANCE SALES, LIFE, LTC 6/1/2016 - CURRENTLY 0 HOURS PER MONTH DURING SECURITIES; DUTIES: PROVIDE INSURANCE AND SALES. 3. BLB CAPITAL VENTURES - SINCE 2002; AT 6308 36TH AVE SW, SEATTLE WA 98126 - GENERAL PARTNER OF REAL ESTATE HOLDING CO.; NOT INVESTMENT RELATED; NOT AT BRANCH LOCATION; APPROXIMATELY 2-3 HOURS PER MONTH; 0 HOURS DURING TRADING SECURITIES HOURS; DUTIES: INTERACTING WITH ACCOUNTANTS AND TAXES. 4.SEEJAY, LLC - MANAGING MEMBER OF REAL ESTATE HOLDING CO., NOT AT BRANCH LOCATION, NOT INVESTMENT RELATED, 6308 36TH AVE SW SEATTLE WA 98126; APPROXIMATELY 2-3 HOURS PER MONTH DURING SECURITIES TRADING; DUTIES: SUPERVISE ACCOUNTING AND TAXES; SINCE August 1, 2008; 5.TART, LLC; TART OPTICAL ENTERPRISES, LLC; TART OPTICAL ENTERPRISES, INC. - 15303 VENTURA BLVD. SUITE 900, LOS ANGELES, CA 91403. EYEWEAR MANUFACTURING OPERATING COMPANIES AND TRADEMARK HOLDING COMPANIES. I PROVIDE LEGAL, TRADEMARK & TAX ADVICE; APPROXIMATELY 15 HOURS PER MONTH; APPROXIMATELY 10-15 HOURS PER MONTH DURING TRADING HOURS. NOT AT BRANCH LOCATION. START DATE 9/1/2015.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-11-23 |
| S63 | Uniform Securities Agent State Law Examination | 2001-02-06 |
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