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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-01-03 |
| KS | RA | APPROVED | 2014-07-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 07/2014 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 07/2014 | Present |
1) SETH ASHER, WICHITA, KS, 07/2014, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 1 HR/MO, 0 HR/MO TRADING. 2) CIRA, 1776 PLEASANT PLAIN ROAD, FAIRFIELD IA, AS ADVISORY REP OF AN RIA, INV REL, 80 HR/MO, 80 HR/MO TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3) CORENORTH PROPERTIES LLC, WICHITA, KS, 06/2018, OWNER, REAL ESTATE, NIR, 5 HR/MO, 0 HR/MO TRADING. 4) CORENORTH CAPITAL PLANNING, 13111 E 21ST ST N, WICHITA, KS, 07/14/2014, OWNER, DBA, INV REL, 2 HR/MO, 0 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 2001-02-15 |
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