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Elmer Barba Salvador

Compak Asset Management

Newport Beach, CA

Newport Beach, CA

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Current Employers
Compak Asset Management

1801 Dove Street, Newport Beach, CA 92660 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2014-06-06
AZ RA APPROVED 2006-10-24
CA RA APPROVED 2004-11-17
  • NV RA
    APPROVED
    Since 2014-06-06
  • AZ RA
    APPROVED
    Since 2006-10-24
  • CA RA
    APPROVED
    Since 2004-11-17

Branch Locations

1801 Dove Street, Newport Beach, CA 92660 • United States

1801 Dove Street, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Compak Asset Management Newport Beach CA 08/2004 Present
Compak Securities Newport Beach CA 08/2004 Present
  • 08/2004 → Present
    Compak Asset Management
    Newport Beach, CA
  • 08/2004 → Present
    Compak Securities
    Newport Beach, CA
Previous Registrations
Other Businesses

REGISTERED AS AN INVESTEMENT ADVISOR FOR COMPAK ASSET MANAGEMENT.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-05-01
  • S66 Uniform Combined State Law Examination
    2001-05-01

View on SEC IAPD

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