Nicole Adaniya Allen

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 03/2020
  Ameriprise Financial Services, Inc.
  New York, NY
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Rochelle Park, NJ

Other Businesses

Other Business Activities; Girl Scouts of Greater NY; Scout troop leadership committee; 40 Wall St Ste 708, , New York, NY, 10005; Not Investment-Related; 03/15/2013; 1 to 9 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2004-09-23

Other Names

• Nicole Layla Adaniya