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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-11-06
  • TX RA
    APPROVED_RES
    Since 2025-11-06

Branch Locations

201 W Passaic St Ste 103, Rochelle Park, NJ 07662 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. New York NY 09/2005 03/2020
Ameriprise Financial Services, Llc Rochelle Park NJ 03/2020 Present
Other Businesses

Other Business Activities; Girl Scouts of Greater NY; Scout troop leadership committee; 40 Wall St Ste 708, , New York, NY, 10005; Not Investment-Related; 03/15/2013; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-09-23
  • S66 Uniform Combined State Law Examination
    2004-09-23
Other Names
  • Nicole Layla Adaniya

View on SEC IAPD

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