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David Normen Hoffert

Cetera Investment Advisers LLC

Lacey, WA

University Place, WA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-12
WA RA APPROVED 2014-01-21
  • TX RA
    APPROVED_RES
    Since 2023-01-12
  • WA RA
    APPROVED
    Since 2014-01-21

Branch Locations

4540 6Th Avenue Se, Lacey, WA 98503 • United States

University Place, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
St Martins College Lacey WA 09/1998 Present
Cetera Investment Services Llc St. Cloud MN 11/2005 Present
Twin County Credit Union Lacey WA 11/2005 Present
Cetera Investment Advisers Llc Lacey WA 01/2014 Present
  • 09/1998 → Present
    St Martins College
    Lacey, WA
  • 11/2005 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
  • 11/2005 → Present
    Twin County Credit Union
    Lacey, WA
  • 01/2014 → Present
    Cetera Investment Advisers Llc
    Lacey, WA
Previous Registrations
  • 2001-11-19 → 2005-11-28
    Msi Financial Services, Inc.
    Tacoma, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-08-31
S63 Uniform Securities Agent State Law Examination 2001-03-16
  • S65 Uniform Investment Adviser Law Examination
    2001-08-31
  • S63 Uniform Securities Agent State Law Examination
    2001-03-16

View on SEC IAPD

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