David Inhyuk Lee

Current Employers

U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-08-14
CA	RA	APPROVED	2014-11-25

TX RA
APPROVED_RES

Since 2025-08-14
CA RA
APPROVED

Since 2014-11-25

Branch Locations

101 E Foothill Blvd, Arcadia, CA 91006 • United States

1400 S Baldwin Ave, Arcadia, CA 91007 • United States

2300 Huntington Dr, San Marino, CA 91108 • United States

3250 Big Dalton Ave, Baldwin Park, CA 91706 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
U.S. Bancorp Advisors, Llc	Arcadia	CA	11/2014	Present

11/2014 → Present

U.S. Bancorp Advisors, Llc

Arcadia, CA

Previous Registrations

2012-10-01 → 2014-12-02

J.P. Morgan Securities Llc

Pasadena, CA
2009-05-02 → 2012-10-01

Chase Investment Services Corp.

Pasadena, CA
2008-06-25 → 2009-05-02

Wamu Investments, Inc.

Panorama City, CA

Pasadena, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-06-24
S63	Uniform Securities Agent State Law Examination	2002-04-26

S65 Uniform Investment Adviser Law Examination

2008-06-24
S63 Uniform Securities Agent State Law Examination

2002-04-26

Other Names

Inhyuk Lee

View on SEC IAPD

Current Employers

U.S. Bancorp Advisors, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews