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Current Employers
Benjamin F. Edwards & Company, Inc.

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2013-10-22
  • GA RA
    APPROVED
    Since 2013-10-22

Branch Locations

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

1605 Martha Berry Boulevard Nw, Rome, GA 30165 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Benjamin F Edwards & Co Rome GA 10/2013 Present
  • 10/2013 → Present
    Benjamin F Edwards & Co
    Rome, GA
Previous Registrations
Other Businesses

1)BIG SPOON HOLDINGS, INC. 26.67% OWNER. REAL ESTATE INVESTMENTS. ROME, GA. NON-INVESTMENT RELATED. 0 HOURS PER MONTH, 0 DURING MARKET HOURS.2)Co-trustee for shelter trust. Rome, GA. 0 hours per, month, 0 during market hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-10-16
S63 Uniform Securities Agent State Law Examination 2001-03-09
  • S66 Uniform Combined State Law Examination
    2003-10-16
  • S63 Uniform Securities Agent State Law Examination
    2001-03-09

View on SEC IAPD

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