Charles Michael Shanberg

Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars
• HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2007 → Present
  J.W. Cole Financial, Inc.
  Tampa, FL
• 12/2007 → Present
  J. W. Cole Advisors, Inc.
  Tampa, FL

Previous Registrations

• 2004-09-17 → 2008-01-09
  New England Securities
  Tampa, FL
  Tampa, FL

Other Businesses

1) INDEPENDENT INSURANCE AGENT / INVESTMENT RELATED / SALES OF FIXED INSURANCE, INCLUDING BUT NOT LIMITED TO FIXED LIFE INSURANCE AND ANNUITIES / 1 HOUR PER MONTH / 1 HOUR PER MONTH DURING TRADING HOURS 2) POA for Susan Shanberg 3) POA for Allan Shanberg 4) Alternative POA for Rajendra Kethavath 5) Rotary Club of Tampa; Not investment related; 1610 N Tampa St, Tampa, FL 33602; Non-profit organization - community service; Board member of board of directors; Start 7/1/2025; 1 hour/month during trading.

Exams

• S66 Uniform Combined State Law Examination
  2004-08-09
• S63 Uniform Securities Agent State Law Examination
  2002-05-06

Designations

• Certified Financial Planner

Other Names

• Chuck Shanberg