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Carlisle Clarke Moore Iii

Cetera Investment Advisers LLC

Rock Hill, SC

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2023-06-29
  • SC RA
    APPROVED
    Since 2023-06-29

Branch Locations

325 S Oakland Ave Ste 101, Rock Hill, SC 29730 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Moore & Moore Cpa'S Pa Rock Hill SC 05/1985 12/2021
Cetera Wealth Services, Llc El Segundo CA 01/2013 Present
Clarke Moore Financial Associates, Llc Rock Hill SC 01/2022 Present
Moore And Moore Cpa Rock Hill SC 01/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 05/1985 → 12/2021
    Moore & Moore Cpa'S Pa
    Rock Hill, SC
  • 01/2013 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 01/2022 → Present
    Clarke Moore Financial Associates, Llc
    Rock Hill, SC
  • 01/2022 → Present
    Moore And Moore Cpa
    Rock Hill, SC
  • 06/2023 → Present
    Schaumburg, IL
Other Businesses

(1) NAME OF OTHER BUSINESS: WESTMINSTER TOWERS ; INVESTMENT RELATED: NO ; ADDRESS: 1330 INDIA HOOK RD, ROCK HILL, SC 29732 ; NATURE OF BUSINESS: RETIREMENT LIVING COMMUNITY ; START DATE: 05/2020 POSITION/TITLE/RELATIONSHIP: BOARD APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: BOARD OF DIRECTORS, MEMBER FINANCE COMMITTEE, ATTEND MONTHLY BOARD MEETINGS; (2) NAME OF OTHER BUSINESS: CLARKE MOORE FINANCIAL ASSOCIATES LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 1/2022; POSITION/TITLE/RELATIONSHIP: OWNER/FINANCIAL PROFESSIONAL ; APX NUMBER OF HOURS PER WEEK: 20 ; APX NUMBER OF HOURS DURING TRADING HOURS: 20 ; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; (3) NAME OF OTHER BUSINESS: MOORE AND MOORE CPA; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: CPA/ACCOUNTING SERVICES; START DATE: 01/2022; POSITION/TITLE/RELATIONSHIP: PARTTIME EMPLOYEE; APX NUMBER OF HOURS PER WEEK: 20-40; APX NUMBER OF HOURS DURING TRADING HOURS: 20-40; BRIEF DESCRIPTION OF DUTIES: PARTTIME, HOURLY CPA EMPLOYEE; (4) NAME OF OTHER BUSINESS: PROVIDENCE PRESBYTERY INVESTMENT RELATED: NO ADDRESS: 515 OAKLAND AVENUE PO BOX 2601, ROCK HILL SC ROCK HILL NATURE OF BUSINESS: BOARD START DATE: 4/1/2026 POSITION/TITLE/RELATIONSHIP: TREASURER OF BOARD APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: BUDGETING AND OVERSEEING FINANCIAL REPORTS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-01-24
S63 Uniform Securities Agent State Law Examination 2001-02-07
  • S65 Uniform Investment Adviser Law Examination
    2012-01-24
  • S63 Uniform Securities Agent State Law Examination
    2001-02-07
Other Names
  • Carlisle Clarke Moore Iii

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