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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED_RES | 2017-01-23 |
| CT | RA | APPROVED | 2010-03-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce Fenner & Smith, Inc. | Great Neck | NY | 03/2010 | Present |
| Bank Of America, N.A. | Great Neck | NY | 05/2011 | Present |
I*: 2623268 Entity Type: Fiduciary role Name of OBA: Z. Living Trust Address: Garden City, NY 11530 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 08/25/2023 Number of Hours: 1 hr mthly Number of Hours during trading: 1 hr mthly Duties: Co-Trustee/ Spouse
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-07-01 |
| S63 | Uniform Securities Agent State Law Examination | 2001-02-09 |
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