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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-10-22 |
| AL | RA | APPROVED | 2010-10-08 |
Branch Locations
1451 W Main St, Dothan, AL 36301-1311 • United States
Dothan, AL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Dothan | AL | 10/2010 | 03/2020 |
| Ameriprise Financial Services, Llc | Dothan | AL | 03/2020 | Present |
Business Ownership; Daffron & Associates, LLC; ; Will use this entity to secure a small business loan to purchase another financial advisor's business.; 205 Orleans StDothan, AL 36303, ,; Not Investment-Related; 12/07/2015; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-05-07 |
| S63 | Uniform Securities Agent State Law Examination | 2001-01-23 |
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