William J Brooke

Current Employers

Employment History

• 02/2016 → Present
  J.W. Cole Financial, Inc.
  Tampa, FL
• 02/2016 → Present
  J.W. Cole Advisors, Inc.
  Tampa, FL

Previous Registrations

• 2010-08-03 → 2016-03-05
  Transamerica Financial Advisors, Llc
  Carmel, IN
  St. Petersburg, FL
  St. Petersburg, FL
  St. Petersburg, FL
  Port Richey, FL
• 2004-06-01 → 2009-10-19
  Qa3 Financial Llc
  St Petersburg, FL
• 2003-06-13 → 2004-05-17
  Osaic Wealth, Inc.
  St. Petersburg, FL

Other Businesses

1) BROOKE FINANCIAL LLC; 7113 1st Ave S, St Petersburg, FL 33707; INVESTMENT RELATED; START DATE 5/2009; TAX PREPARATION; TITLE/POSITION: OWNER; 40 HRS PER MONTH, 2 HRS DURING TRADING; OFFICER/DIRECTOR; CLIENTS INVOLVED:Y 2) WILLIAM J. BROOKE JR; 7113 1st Ave S, St Petersburg, FL 33707; FIXED INSURANCE BUSINESS-ANNUITIES,ETC; TITLE/POSITION: OWNER/SELF; START DATE: 5/20/09; 8 HRS PER MONTH; 8 HRS DURING TRADING; DUTIES: SELLING/SERVICING; OFFICER/DIRECTOR: Y; CLIENTS INVOLVED: Y 3) BRIDGESPAN; 7113 1st Ave S, St Petersburg, FL 33707; OWNER OF LLC; DBA NAME FOR INVESTMENT SALES TO STATE EMPLOYEES; INV-RELATED; START 5/2009; 40 HRS PER MON, 2 HRS DURING TRADING; DUTIES: TAX PREP; OFFICER/ DIRECTOR: YES; CLIENTS INVOLVED: NO 4) Bridgespan Farms, Inc.; not investment related; President - start date 1/1/2021; 2134 Alt 19 Ste B Palm Harbor FL 34683 and 7113 1st Ave. S., St. Petersburg, FL 33707; rural land management; 1 hour per month, 0 hours during trading.

Exams

• S66 Uniform Combined State Law Examination
  2003-05-30

Other Names

• William James Brooke