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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-04-13
  • MN RA
    APPROVED
    Since 2026-04-13

Branch Locations

One Town Center Road Suite 660, Boca Raton, FL 33486 • United States

7650 Edinborough Way Suite 60 [Satellite], Edina, MN 55435 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Bloomington MN 01/2011 11/2016
Wells Fargo Clearing Services, Llc Bloomington MN 11/2016 04/2026
Wells Fargo Advisors Financial Network, Llc Bloomington MN 04/2026 Present
Previous Registrations
  • 2011-01-03 → 2026-04-10
    Bloomington, MN
    Saint Paul, MN
    Wayzata, MN
    Bloomington, MN
    Bloomington, MN
    Bloomington, MN
  • 2005-02-15 → 2011-01-03
    Wells Fargo Investments, Llc
    Wayzata, MN
    Minneapolis, MN
    Minneapolis, MN
    Bloomington, MN
    Wayzata, MN
    Bloomington, MN
    Wayzata, MN
    Wayzata, MN
Other Businesses

POIMEN'S PROJECTS, NOT INVT RELATED, ELKO, MN, 100% OWNERSHIP, START DATE 4/15/2022, 8 HRS PER MONTH, 0 HRS DURING TRADING, MAKING PROJECTS IN THE WOODSHOP. JOHNSON GP LLC; INV RELATED;ELKO,MN; GREEN GROWTH PARTNERS LLC;90% OWNERSHIP; START DATE: 07/31/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-07-11
  • S66 Uniform Combined State Law Examination
    2001-07-11
Designations
  • Certified Financial Planner

View on SEC IAPD

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