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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2009-10-23
  • FL RA
    APPROVED
    Since 2009-10-23

Branch Locations

355 Alhambra Cir, Coral Gables, FL 33134 • United States

22 Bull St, Savannah, GA 31401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Miami FL 09/2007 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Miami FL 10/2009 Present
Previous Registrations
  • 2007-12-01 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Miami, FL
  • 2004-08-05 → 2007-09-11
    Truist Investment Services, Inc.
    Miami Beach, FL
    Miami Beach, FL
Other Businesses

(1)ATYCO, LLC. FOR PROFIT. NOT INVESTMENT RELATED. 8370 W FLAGLER ST, MIAMI, FL . REAL ESTATE PROPERTY MANAGEMENT. 50% OWNER, HUSBAND IS MANAGING MEMBER. START DATE IS 10/21/2010. DUTIES ARE MINOR ADMINISTRATIVE DUTIES. (2)FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: JOSE M & RITA C RAMIREZ INVESTMENT RELATED: N ADDRESS OF BUSINESS: MIAMI, FLORIDA 33032 POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 6/25/2012 NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTY/MANAGE REAL ESTATE AND COLLECT RENTS. I*41930 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RITA C RAMIREZ INVESTMENT RELATED: ADDRESS OF BUSINESS: HOMESTEAD FL 33032 NATURE OF BUSINESS: FAMILY BUSINESS POSITION, TITLE, ASSOCIATION: OWNER START DATE OF RELATIONSHIP: 5/27/2011 NUMBER OF HOURS DEVOTED: 5 MONTHLY HOUR(S) NUMBER OF HOURS DEVOTED DURING TRADING HOURS: DUTIES: OWNER OF INVESTMENT/RENTAL PROPERTY MANAGED BY ATYCO LLC I*41931 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RITA C RAMIREZ INVESTMENT RELATED: ADDRESS OF BUSINESS: HOMESTEAD FL 33032 NATURE OF BUSINESS: FAMILY BUSINESS POSITION, TITLE, ASSOCIATION: OWNER START DATE OF RELATIONSHIP: 1/10/2011 NUMBER OF HOURS DEVOTED: 5 MONTHLY HOUR(S) NUMBER OF HOURS DEVOTED DURING TRADING HOURS: DUTIES: OWNER OF INVESTMENT /RENTAL PROPERTY MANAGED BY ATYCO LLC, FAMILY HELD BUSINESS I*41932 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: JOSE M RAMIREZ INVESTMENT RELATED: ADDRESS OF BUSINESS: HOMESTEAD FL 33032 NATURE OF BUSINESS: FAMILY BUSINESS POSITION, TITLE, ASSOCIATION: FAMILY HELD START DATE OF RELATIONSHIP: 6/1/2011 NUMBER OF HOURS DEVOTED: 2 MONTHLY HOUR(S) NUMBER OF HOURS DEVOTED DURING TRADING HOURS: DUTIES: HUSBAND IS THE OWNER OF INVESTMENT/RENTAL PROPERTY MANAGED BY ATYCO LLC I*46034 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: JOSE M. & RITA C. RAMIREZ INVESTMENT RELATED: ADDRESS OF BUSINESS: HOMESTEAD FL 33032 NATURE OF BUSINESS: FAMILY BUSINESS POSITION, TITLE, ASSOCIATION: OWNER START DATE OF RELATIONSHIP: 8/31/2011 NUMBER OF HOURS DEVOTED: 2 MONTHLY HOUR(S) NUMBER OF HOURS DEVOTED DURING TRADING HOURS: DUTIES: OWNER OF INVESTMENT /RENTAL PROPERTY MANAGE BY ATYCO LLC, FAMILY HELD BUSINESS I*46035 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: JOSE M AND RITA C RAMIREZ INVESTMENT RELATED: ADDRESS OF BUSINESS: HOMESTEAD FL 33033 NATURE OF BUSINESS: FAMILY BUSINESS POSITION, TITLE, ASSOCIATION: OWNER START DATE OF RELATIONSHIP: 9/23/2011 NUMBER OF HOURS DEVOTED: 2 MONTHLY HOUR(S) NUMBER OF HOURS DEVOTED DURING TRADING HOURS: DUTIES: OWNER OF INVESTMENT/RENTAL PROPERTY MANAGED BY ATYCO LLC, FAMILY HELD BUSINESS I*57908 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: JOSE & RITA C RAMIREZ INVESTMENT RELATED: N ADDRESS OF BUSINESS: MIAMI FL 33189 NATURE OF BUSINESS: FAMILY BUSINESS POSITION, TITLE, ASSOCIATION: START DATE OF RELATIONSHIP: 6/25/2012 NUMBER OF HOURS DEVOTED: 2 MONTHLY HOUR(S) NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: INVESTMENT PROPERTY / RENTAL PROPERTY / MANAGE REAL ESTATE AND COLLECT RENTS I*109751 For profit or not for profit: For-Profit Organization Name of outside business organization: Banbobik LLC Investment related: N Address of business: Miami, Florida 33144 Nature of business: LLC, Position, title, association: Family Held, Start date of relationship: 3/29/2017 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Own a rental unit - administrative

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-20
S63 Uniform Securities Agent State Law Examination 2001-02-05
  • S66 Uniform Combined State Law Examination
    2007-11-20
  • S63 Uniform Securities Agent State Law Examination
    2001-02-05
Other Names
  • Rita Cecilia Gonzalez

View on SEC IAPD

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