Angie Elizabeth Waters

Employer firm

Osaic Institutions, Inc. CRD 35371

$6.49B regulatory AUM 7 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• SOLICITATION SERVICES FOR OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2012 → Present
  Infinex Investments, Inc.
  Abingdon, VA
• 06/2012 → Present
  First Bank & Trust Co
  Abingdon, VA

Previous Registrations

• 2011-10-11 → 2012-09-13
  Lpl Financial Llc
  Abingdon, VA
• 2007-06-14 → 2011-10-11
  Uvest Financial Services Group, Inc.
  Charlotte, NC
  Bristol, VA
• 2005-09-19 → 2007-05-29
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Bristol, TN
  Bristol, TN

Other Businesses

1.) JACQ,LLC. 19264 Sterling Drive Abingdon, VA 24211. Rental Property Holding Company. Yes, Investment related. Managing/Operating Member. Started 6/30/2015. Approx 5 Hours per month. 0 during trading hours. Rental Income. Financial Management. 2.) First Bank & Trust. Trust Dept. Abingdon, VA. Yes, Investment related. Trust Officer. Started 2/1/2017. Hours vary. Review portfolio options for the client.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-11-14
• S63 Uniform Securities Agent State Law Examination
  2004-03-11

Other Names

• Angie Elizabeth Shortt
• Angie Elizabeth Roberts
• Angie Shortt Roberts
• Angie E Shortt
• Angie E Waters