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Michelle Kane Griefenberg

Cetera Investment Advisers LLC

Sedona, AZ

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-02-27
AZ RA APPROVED 2016-08-12
  • TX RA
    APPROVED_RES
    Since 2023-02-27
  • AZ RA
    APPROVED
    Since 2016-08-12

Branch Locations

6486 State Route 179 Suite 107, Sedona, AZ 86351 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Financial Specialists Llc Schaumburg IL 12/2000 Present
Accounting Services Of Sedona, Llc Sedona AZ 01/2000 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2016 Present
  • 12/2000 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 01/2000 → Present
    Accounting Services Of Sedona, Llc
    Sedona, AZ
  • 08/2016 → Present
    Schaumburg, IL
Other Businesses

1)SELL HEALTH INSURANCE, NOT INV REL, SINCE 11/2006, .5H/WEEK; 2)ACCOUNTING, TAX & FINANCIAL SERVICES OF SEDONA, DBA NAME FOR INVESTMENT PRACTICE, INV RELATED: 3)WMG RENTAL PROPERTIES, LLC, NOT INV RELATED, SAME AS REGISTERED LOCATION, COMMERCIAL REAL ESTATE HOLDING-RENTAL ACTIVITY, START 08/01/2013, MANAGING MEMBER-LANDLORD-INVESTOR. 4) BMG MANGEMENT SOLUTIONS, NOT INV RELATED, SAME AS REGISTERED LOCATION, MANAGEMENT OF CURRENT TAX-ACCOUNTING-RENTAL BUSINESS, START 01/01/13, 14.5HR/WK, MEMBER AND MEMBER MANAGER. 5)ACCOUNTING SERVICES OF SEDONA, LLC, DBA ACCOUNTING, ACCOUNTING TAX AND FINANCIAL, NOT INV REL; SEDONA, AZ; TAX AND ACCOUNTING; MEMBER/TAX ACCOUNTANT; STARTED 1/1/2004; 200 HRS/MTH, 175 DURING SECURITY TRADING HRS, TAX PREPARATION, PLANNING AND REPRESENTATION. POWER OF ATTORNEY ONLY APPROVED TO REPRESENT TAX CLIENTS IN FRONT OF THE IRS IN CONJUNCTION WITH IRS FORM 2848. 6)6486 CAM ASSOCIATES, LLC, NOT INVESTMENT RELATED, SAME AS REGISTERED LOCATION , LAND ADMINISTRATION, STARTED 02/2014, POSITION/TITLE/RELATIONSHIP: PARTNER, LESS THAN 1 HOURS WEEK, NONE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: MAINTENANCE AND SERVICE OF SHARED PARKING LOT. 7)JDI LAND INVESTMENT GROUP, LLC, NOT INVESTMENT RELATED, 6486 STATE ROUTE 279, SUITE 107, SEDONA, AZ, 86351, REAL ESTATE, STARTED 08/2016, POSITION/TITLE/RELATIONSHIP: PARTNER, LESS THAN 1 HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: ASSET HOLDING COMPANY, VACANT LAND 8) NAME OF OTHER BUSINESS: ST JOHN VIANNEY CATHOLIC CHURCH - MEMBER FINANCE COUNCIL INVESTMENT RELATED: NO, ADDRESS: 180 ST JOHN VIANNEY LANE, SEDONA, AZ, 86336, NATURE OF BUSINESS: CHURCH, START DATE: 01/2022, POSITION/TITLE/RELATIONSHIP: COUNCIL MEMBER, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: ACT IN CAPACITY OF ACCOUNTANT AND TAX ADVISOR; 9) NAME OF OTHER BUSINESS: VILLAGE SQUARE ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: 56 W CORTEZ DR, SEDONA, AZ 86351; NATURE OF BUSINESS: HOA; START DATE: 4/2023; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: PREPARING QUARTERLY INVOICES, PAYMENT FOR CAM FEES & AZ CORPORATION COMMISSION ANNUAL REPORT FILING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-07-29
S63 Uniform Securities Agent State Law Examination 2001-06-12
  • S65 Uniform Investment Adviser Law Examination
    2016-07-29
  • S63 Uniform Securities Agent State Law Examination
    2001-06-12
Other Names
  • Michelle Lynne Kane

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