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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-02-27 |
| AZ | RA | APPROVED | 2016-08-12 |
Branch Locations
6486 State Route 179 Suite 107, Sedona, AZ 86351 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists Llc | Schaumburg | IL | 12/2000 | Present |
| Accounting Services Of Sedona, Llc | Sedona | AZ | 01/2000 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2016 | Present |
1)SELL HEALTH INSURANCE, NOT INV REL, SINCE 11/2006, .5H/WEEK; 2)ACCOUNTING, TAX & FINANCIAL SERVICES OF SEDONA, DBA NAME FOR INVESTMENT PRACTICE, INV RELATED: 3)WMG RENTAL PROPERTIES, LLC, NOT INV RELATED, SAME AS REGISTERED LOCATION, COMMERCIAL REAL ESTATE HOLDING-RENTAL ACTIVITY, START 08/01/2013, MANAGING MEMBER-LANDLORD-INVESTOR. 4) BMG MANGEMENT SOLUTIONS, NOT INV RELATED, SAME AS REGISTERED LOCATION, MANAGEMENT OF CURRENT TAX-ACCOUNTING-RENTAL BUSINESS, START 01/01/13, 14.5HR/WK, MEMBER AND MEMBER MANAGER. 5)ACCOUNTING SERVICES OF SEDONA, LLC, DBA ACCOUNTING, ACCOUNTING TAX AND FINANCIAL, NOT INV REL; SEDONA, AZ; TAX AND ACCOUNTING; MEMBER/TAX ACCOUNTANT; STARTED 1/1/2004; 200 HRS/MTH, 175 DURING SECURITY TRADING HRS, TAX PREPARATION, PLANNING AND REPRESENTATION. POWER OF ATTORNEY ONLY APPROVED TO REPRESENT TAX CLIENTS IN FRONT OF THE IRS IN CONJUNCTION WITH IRS FORM 2848. 6)6486 CAM ASSOCIATES, LLC, NOT INVESTMENT RELATED, SAME AS REGISTERED LOCATION , LAND ADMINISTRATION, STARTED 02/2014, POSITION/TITLE/RELATIONSHIP: PARTNER, LESS THAN 1 HOURS WEEK, NONE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: MAINTENANCE AND SERVICE OF SHARED PARKING LOT. 7)JDI LAND INVESTMENT GROUP, LLC, NOT INVESTMENT RELATED, 6486 STATE ROUTE 279, SUITE 107, SEDONA, AZ, 86351, REAL ESTATE, STARTED 08/2016, POSITION/TITLE/RELATIONSHIP: PARTNER, LESS THAN 1 HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: ASSET HOLDING COMPANY, VACANT LAND 8) NAME OF OTHER BUSINESS: ST JOHN VIANNEY CATHOLIC CHURCH - MEMBER FINANCE COUNCIL INVESTMENT RELATED: NO, ADDRESS: 180 ST JOHN VIANNEY LANE, SEDONA, AZ, 86336, NATURE OF BUSINESS: CHURCH, START DATE: 01/2022, POSITION/TITLE/RELATIONSHIP: COUNCIL MEMBER, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: ACT IN CAPACITY OF ACCOUNTANT AND TAX ADVISOR; 9) NAME OF OTHER BUSINESS: VILLAGE SQUARE ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: 56 W CORTEZ DR, SEDONA, AZ 86351; NATURE OF BUSINESS: HOA; START DATE: 4/2023; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: PREPARING QUARTERLY INVOICES, PAYMENT FOR CAM FEES & AZ CORPORATION COMMISSION ANNUAL REPORT FILING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-07-29 |
| S63 | Uniform Securities Agent State Law Examination | 2001-06-12 |
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