Steve Edward Kwong

Current Employers

Employment History

• 10/2008 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Costa Mesa, CA
• 09/2009 → Present
  Bank Of America, N.A.
  Costa Mesa, CA

Previous Registrations

• 2006-11-02 → 2008-11-18
  Credit Suisse Securities (Usa) Llc
  Irvine, CA
  Los Angeles, CA
• 2001-04-20 → 2005-04-22
  Neuberger Berman Bd Llc
  Newport Beach, CA

Other Businesses

I*1347258For profit or not for profit: Entity For ProfitName of outside business organization: Content CreatorsInvestment related: NoAddress of business: Corona del Mary, California, 92625Nature of business: CorporationPosition, title, association: Committee, OtherStart date of relationship: 6/30/2023Number of hours devoted: 3 hours MthlyNumber of hours devoted during trading hours: 1Duties: , The Company provides a platform for digital content creators to build commerce platforms and to buy compensated for sales generated through their activities. I have been asked to be on their outside Board of Advisors. They will ultimately have a governance board that I will NOT be a part of. I*: 2173271Entity Type: Not for ProfitName of OBA: Fellowship of Christian Athletes Address: Costa Mesa, CaliforniaInvestment Related: NoPosition, Title, Association: Board member Employee Start Date: 02/2025Number of Hours: 15 hrs annuallyNumber of Hours during trading: 15 hrs annuallyDuties: Supporting and mentoring Coaches and young athletes in growing their faith in Jesus Christ. My role will be an advisory board member. In this capacity I will be helping with strategy, events and fund raising. I*4767278, Entity Type: , Name of OBA: S E K TTEE J W K TTEE U/A DTD 07/17/2025 , Address: Costa Mesa, California, 92627, Investment Related: N, Position, Title, Association: Co-Trustee, Employee Start Date: 06/29/2026, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties:

Exams

• S66 Uniform Combined State Law Examination
  2001-04-11