Benjamin Karl Garcia

Current Employers

Employment History

• 03/2016 → 05/2018
  U.S. Bancorp Investments, Inc.
  Albuquerque, NM
• 05/2018 → Present
  Bok Financial Securities, Inc.
  Albuquerque, NM
• 05/2018 → Present
  Bokf, Na
  Albuquerque, NM

Previous Registrations

• 2016-03-31 → 2018-06-08
  U.S. Bancorp Investments, Inc.
  Albuquerque, NM
  Albuquerque, NM
  Albuquerque, NM
  Albuquerque, NM
  Santa Fe, NM
  Santa Fe, NM
  Albuquerque, NM
  Albuquerque, NM
  Santa Fe, NM
• 2008-04-09 → 2016-04-28
  Bok Financial Securities, Inc.
  Albuquerque, NM
  Los Lunas, NM
  Albuquerque, NM
  Belen, NM
  Albuquerque, NM
  Albuquerque, NM
  Albuquerque, NM
  Santa Fe, NM
  Albuquerque, NM
  Albuquerque, NM
• 2003-07-03 → 2008-04-15
  Ameriprise Advisor Services, Inc.
  Albuquerque, NM
  Albuquerque, NM

Other Businesses

1) Name: Rental property Address: private residential address Albuquerque, NM Inv rel: Y Start: May 2008 Position: Owner Nature of OBA: rental property Hrs/mo: 0 Hrs/mo trade: 0 Description of duties: landlord 2) Name: 3500 Indian School, LLC Address: 3500 Indian School Rd NE, Albuquerque, NM 87106 Inv rel: Y Start: May 2012 Position: Co-owner Nature of OBA: Own commercial property Hrs/mo: 4 Hrs/mo trade: 0 Description of duties: Maintain & upkeep when needed 3) Name: 700 Montano NW LLC Location: 700 Montano NW, Albuquerque, NM 87107 Investment related (y/n): y Start date: July 2026 Position held: LLC member Nature of outside business: commercial real estate Hrs/mo: 0 Hrs/mo during securities trading: 0 Brief description of duties: My wife and I are buying a commercial property to house a second pre-school that is owned and operated solely by Barbara Garcia. I am only involved in the ownership of the property, not the preschool. The LLC will collect rent which may be distributed at some point in the future to owners of the LLC

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-11-21
• S63 Uniform Securities Agent State Law Examination
  2001-01-19

Other Names

• Benjie Karl Garcia