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Bruce Wayne Roberts

Regal Capital Management, Inc.

Bedford, IN

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Current Employers
Regal Capital Management, Inc.

631 X Street, Bedford, IN 47421 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-08-29
IN RA APPROVED 2003-06-20
  • TX RA
    APPROVED
    Since 2018-08-29
  • IN RA
    APPROVED
    Since 2003-06-20

Branch Locations

631 X Street, Bedford, IN 47421 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regal Capital Management, Inc. Springville IN 06/2003 Present
Calvary Missionary Church Washington IN 05/2016 Present
Previous Registrations
  • 2002-11-14 → 2006-11-30
    Spc
    Springville, IN
  • 2002-04-05 → 2002-11-06
    Fsc Securities Corporation
    Bloomington , IN
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-02-16
  • S63 Uniform Securities Agent State Law Examination
    2001-02-16

View on SEC IAPD

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