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Current Employers
Calton & Associates, Inc.

2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2025-01-02
  • OR RA
    APPROVED
    Since 2025-01-02

Branch Locations

2701 N Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States

1860 Coburg Rd, Eugene, OR 97401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
David W. Hinson Eugene OR 01/1996 Present
Capital Financial Services, Inc. Minot ND 03/2007 07/2019
Calton & Associates, Inc. Eugene OR 07/2019 Present
  • 01/1996 → Present
    David W. Hinson
    Eugene, OR
  • 03/2007 → 07/2019
    Capital Financial Services, Inc.
    Minot, ND
  • 07/2019 → Present
    Eugene, OR
Previous Registrations
  • 2007-03-07 → 2019-07-31
    Capital Financial Services, Inc.
    Eugene, OR
    Minot, ND
  • 2006-07-12 → 2007-03-07
    United Heritage Financial Services, Inc.
    Meridian, ID
    Eugene, OR
  • 2003-06-16 → 2006-07-17
    Osaic Fa, Inc.
    Eugene, OR
    Eugene, OR
Other Businesses

No. 1) Name of Business: Legacy Planners Properties, LLC. Non-Investment related. Address: 1966 Garden Ave, Eugene, OR 97403. Nature of Business: DBA for Rental Real Estate. Position/Title/Relationship: Managing Member. Start Date: 01/01/2004. Hours per month: 20. Hours per month during Securities trading hours: 0. Duties/Responsibilities: Oversee the management of rental properties that I own rental income. No. 2) Name of Business: David W Hinson, CPA PC. Non-Investment related. Address: 1966 Garden Ave, Eugene, OR 97403. Nature of Business: Accounting and Tax Prep. Position/Title/Relationship: CPA / Owner. Start Date: 01/01/1994. Hours per month: 25. Hours per month during Securities trading hours: 0. Duties/Responsibilities: Accounting and Tax Preparation. No. 3) Name of Business: Legacy Financial Services, Inc. Non-Investment related. Address: 1966 Garden Ave, Eugene, OR 97403. Nature of Business: DBA for work done through Calton & Associates. Position/Title/Relationship: Officer. Start Date: 12/05/2001. Hours per month: 170. Hours per month during Securities trading hours: 170. Duties/Responsibilities: DBA for work performed for my Broker Dealer, Calton & Associates.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-06-04
  • S66 Uniform Combined State Law Examination
    2001-06-04
Designations

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