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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-12-11 |
| TX | RA | APPROVED | 2024-09-24 |
| UT | RA | APPROVED | 2024-09-24 |
Branch Locations
6510 South Millrock Drive Suite 100, Holladay, UT 84121 • United States
Salt Lake City, UT • United States
1400 Page Mill Road, Palo Alto, CA 94304 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Sandy | UT | 09/2014 | 12/2017 |
| E*Trade Securities Llc | Sandy | UT | 12/2017 | 02/2020 |
| E*Trade Capital Management Llc | Sandy | UT | 10/2018 | 02/2020 |
| E*Trade Securities Llc | Sandy | UT | 02/2020 | 06/2020 |
| E*Trade Capital Management Llc | Sandy | UT | 02/2020 | 06/2020 |
| E*Trade Securities Llc | Sandy | UT | 06/2020 | 09/2020 |
| E*Trade Capital Management Llc | Sandy | UT | 06/2020 | 09/2020 |
| E*Trade Securities Llc | Sandy | UT | 09/2020 | 09/2023 |
| E*Trade Capital Management Llc | Sandy | UT | 09/2020 | 09/2023 |
| Morgan Stanley | Sandy | UT | 03/2023 | 12/2023 |
| Morgan Stanley | Sandy | UT | 09/2023 | 12/2023 |
| Morgan Stanley | Sandy | UT | 09/2023 | 12/2023 |
| Morgan Stanley | Palo Alto | CA | 08/2024 | Present |
| Unemployed | Salt Lake City | UT | 12/2023 | 08/2024 |
*607095 - Three Mutts LLC; Investment related- Yes; Salt Lake City, Utah; Real Estate; Member (non-manager) (proprietor, partner, officer, director, employee, trustee, agent); 04/2021; During business hours: 0; After business hours: 4; Property Management
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-21 |
| S63 | Uniform Securities Agent State Law Examination | 2007-03-09 |
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